401k Advisory Services

 
 
 

Our Advisory Services assist Plan Sponsors in meeting the fiduciary demands of maintaining a compliant, healthy retirement plan.

 

Fiduciary Management

Fiduciary Review
Investment Selection
Ongoing Assessment
Documentation & Records
Investment Committee Oversight

Investment Consulting

IPS (Investment Policy Statement)
Investment Selection
Continual Monitoring

Retirement Plan Design

Employer contribution strategies
Evaluation of qualification and eligibility issues
Compliance and legislative changes
Support services to simplify plan administration
Behavioral finance integrated plan design
Optimal use of safe harbor, auto enrollment, and auto increase provisions

Employee Education

Participant Education
Implementation and monitoring of EPS (Education Policy Statement)
Explain importance of retirement planning and options available in their plan
Recommend an asset allocation model suited to their personal needs and goals
Conduct ongoing employee education meetings in either group or individual settings

 

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Want to learn more about the services we provide? Download our 401k Advisory Services Overview now!
 
February 20, 2019

Life’s Precious Moments

February 19, 2019

Weekly Market Update for February 19th, 2019

General market news Rates remained largely unchanged last week. The 10-year U.S. Treasury opened this morning at 2.64 percent, while the 30-year opened at 2.98 percent. Rates moved higher on the long end of the curve at the beginning of the week, but these increases were offset by […]
February 4, 2019

Weekly Market Update for February 4th, 2019

General market news Rates moved lower last week after the Federal Reserve (Fed) decided to take a wait-and-see approach and leave rates where they were. The 10-year U.S. Treasury was as low as 2.61 percent late last week and opened at 2.70 percent on Monday. Meanwhile, the 2-year […]

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