401k Advisory Services


Our Advisory Services assist Plan Sponsors in meeting the fiduciary demands of maintaining a compliant, healthy retirement plan.


Fiduciary Management

Fiduciary Review
Investment Selection
Ongoing Assessment
Documentation & Records
Investment Committee Oversight

Investment Consulting

IPS (Investment Policy Statement)
Investment Selection
Continual Monitoring

Retirement Plan Design

Employer contribution strategies
Evaluation of qualification and eligibility issues
Compliance and legislative changes
Support services to simplify plan administration
Behavioral finance integrated plan design
Optimal use of safe harbor, auto enrollment, and auto increase provisions

Employee Education

Participant Education
Implementation and monitoring of EPS (Education Policy Statement)
Explain importance of retirement planning and options available in their plan
Recommend an asset allocation model suited to their personal needs and goals
Conduct ongoing employee education meetings in either group or individual settings


Download PDF

Want to learn more about the services we provide? Download our 401k Advisory Services Overview now!
March 13, 2018

Inaugural Police and Firemen’s Ball 2018

March 6, 2018

Market Thoughts for March 2018

February 15, 2018

Weekly Market Update for February 12th, 2018

General market news The yield on the 10-year Treasury, which has been testing higher levels over the past two weeks, opened north of 2.80 percent on Monday morning. Although the short-term trend has been higher, we’ll have to wait to see if the 10-year can break new levels. […]